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Marianne Koral Smythe

CARTICA MANAGEMENT, LLC·WASHINGTON, District of Columbia
Clean recordCARTICA MANAGEMENT, LLC
1775 EYE STREET NW SUITE 900, WASHINGTON, DC 20006CRD# 6180350Firm CRD# 147792

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Marianne Koral Smythe · WASHINGTON, DC
Registration
CRD #6180350 · CARTICA MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Marianne Koral Smythe is a registered financial advisor based in WASHINGTON, District of Columbia, affiliated with CARTICA MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
CARTICA MANAGEMENT, LLC
CARTICA MANAGEMENT, LLC
AUM
$2M
Regulatory assets under management
Employees
4
Total firm employees
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 6180350
Firm CRD# 147792
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Marianne Koral Smythe offer?
Marianne Koral Smythe specializes in Retirement Planning. Contact their office in WASHINGTON, District of Columbia for a consultation.
What are Marianne Koral Smythe's credentials?
Marianne Koral Smythe is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Marianne Koral Smythe located?
Marianne Koral Smythe is based in WASHINGTON, District of Columbia, working with CARTICA MANAGEMENT, LLC. Their office serves clients in the WASHINGTON metropolitan area and surrounding communities.
How does Marianne Koral Smythe charge for services?
Marianne Koral Smythe's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CARTICA MANAGEMENT, LLC?
CARTICA MANAGEMENT, LLC has approximately 4 employees and manages $2M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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