Unclaimed Profile

Eugene Simon Mason

SFX FINANCIAL ADVISORY MANAGEMENT ENTERPRISES INC·WASHINGTON, District of Columbia

Series 6513 years registeredSFX FINANCIAL ADVISORY MANAGEMENT ENTERPRISES INC

5335 WISCONSIN AVE., NW, WASHINGTON, DC 20015CRD# 5116050Firm CRD# 112130

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Eugene Simon Mason · WASHINGTON, DC

Registration

CRD #5116050 · SFX FINANCIAL ADVISORY MANAGEMENT ENTERPRISES INC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SFX FINANCIAL ADVISORY MANAGEMENT ENTERPRISES INC

SFX FINANCIAL ADVISORY MANAGEMENT ENTERPRISES INC

Sep 2012 – Mar 2018

WASHINGTON, DC

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · September 11, 2012

Years registered · 13

Disclosure History

2015Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SFX FINANCIAL ADVISORY MANAGEMENT ENTERPRISES INC

CRD 112130 · SEC 801-42329

AUM

$45M

Regulatory assets under management

Employees

89 client accounts

Services offered by SFX FINANCIAL ADVISORY MANAGEMENT ENTERPRISES INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SFX FINANCIAL ADVISORY MANAGEMENT ENTERPRISES INC →

Introduction

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Frequently Asked Questions

What services does Eugene Simon Mason offer?

Eugene Simon Mason specializes in Financial Planning, Investment Management.

What are Eugene Simon Mason's credentials?

Eugene Simon Mason is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Eugene Simon Mason located?

Eugene Simon Mason is based in WASHINGTON, District of Columbia, last registered with SFX FINANCIAL ADVISORY MANAGEMENT ENTERPRISES INC.

How does Eugene Simon Mason charge for services?

Eugene Simon Mason's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SFX FINANCIAL ADVISORY MANAGEMENT ENTERPRISES INC?

SFX FINANCIAL ADVISORY MANAGEMENT ENTERPRISES INC has approximately 1 employees and manages $45M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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