Unclaimed Profile

Catherine Elizabeth Crumley

CAPITAL INVESTMENT ADVISORS, INC.·WASHINGTON D.C., District of Columbia

SIE, Series 7, Series 24, Series 66Clean record7 years registeredCAPITAL INVESTMENT ADVISORS, INC.

1000 POTOMAC STREET N.W., WASHINGTON D.C., DC 20007CRD# 6839243Firm CRD# 118269

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Catherine Elizabeth Crumley · WASHINGTON D.C., DC

Registration

CRD #6839243 · CAPITAL INVESTMENT ADVISORS, INC. · 7 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAPITAL INVESTMENT ADVISORS, INC.

CAPITAL INVESTMENT ADVISORS

Nov 2018 – Nov 2021

WASHINGTON D.C., DC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · November 30, 2018

Years registered · 7

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPITAL INVESTMENT ADVISORS, INC.

CRD 118269 · SEC 801-110008

AUM

$378M

Regulatory assets under management

Employees

1,930 client accounts

Services offered by CAPITAL INVESTMENT ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CAPITAL INVESTMENT ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Catherine Elizabeth Crumley offer?

Catherine Elizabeth Crumley specializes in Financial Planning, Investment Management.

What are Catherine Elizabeth Crumley's credentials?

Catherine Elizabeth Crumley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Catherine Elizabeth Crumley located?

Catherine Elizabeth Crumley is based in WASHINGTON D.C., District of Columbia, last registered with CAPITAL INVESTMENT ADVISORS, INC..

How does Catherine Elizabeth Crumley charge for services?

Catherine Elizabeth Crumley's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL INVESTMENT ADVISORS, INC.?

CAPITAL INVESTMENT ADVISORS, INC. has approximately 12 employees and manages $378M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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