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Paul S. Baumbach

MALLARD FINANCIAL PARTNERS INC·NEWARK, Delaware
Series 2, Series 65Clean record23 years registeredMALLARD FINANCIAL PARTNERS INC
750 BARKSDALE ROAD, NEWARK, DE 19711CRD# 2430006Firm CRD# 169009

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Paul S. Baumbach · NEWARK, DE
Registration
CRD #2430006 · MALLARD FINANCIAL PARTNERS INC · 23 years registered
Brand Profile
Not yet started
01

Career History

MERCER GLOBAL ADVISORS INC.
Jul 2023 – present
MALLARD FINANCIAL PARTNERS INC
Jun 2014 – Mar 2024
NEWARK, DE
MALLARD ADVISORS, LLC
Sep 2002 – Dec 2013
HOCKESSIN, DE
02

Registrations & Exams

FINRA examinations passed
Series 2
Series 65
Registration record
First registered · September 13, 2002
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
MALLARD FINANCIAL PARTNERS INC
CRD 169009 · SEC 801-78580
AUM
$188M
Regulatory assets under management
Employees
13
626 client accounts
Services offered by MALLARD FINANCIAL PARTNERS INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at MALLARD FINANCIAL PARTNERS INC →
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05

Frequently Asked Questions

What services does Paul S. Baumbach offer?
Paul S. Baumbach specializes in Financial Planning, Investment Management. Contact their office in NEWARK, Delaware for a consultation.
What are Paul S. Baumbach's credentials?
Paul S. Baumbach is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Paul S. Baumbach located?
Paul S. Baumbach is based in NEWARK, Delaware, working with MALLARD FINANCIAL PARTNERS INC. Their office serves clients in the NEWARK metropolitan area and surrounding communities.
How does Paul S. Baumbach charge for services?
Paul S. Baumbach's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MALLARD FINANCIAL PARTNERS INC?
MALLARD FINANCIAL PARTNERS INC has approximately 13 employees and manages $188M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at MALLARD FINANCIAL PARTNERS INC

Susan Elizabeth Lehnerd
NEWARK, DE
Jacqie Sue Thompson
NEWARK, DE
Pamela S. Baumbach
NEWARK, DE
Joseph Leonard Daigle
NEWARK, DE

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