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Jay Colin Middleton

JAY MIDDLETON, INC·DAGSBORO, Delaware
Series 6, Series 7, Series 22, Series 63, Series 65Clean record29 years registeredJAY MIDDLETON, INC
35227 SEAGRASS PLANTATION LANE, DAGSBORO, DE 19939CRD# 729104Firm CRD# 291479

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jay Colin Middleton · DAGSBORO, DE
Registration
CRD #729104 · JAY MIDDLETON, INC · 29 years registered
Brand Profile
Not yet started
01

Career History

DAKOTA WEALTH, LLC
Nov 2025 – present
LOKKEN INVESTMENT GROUP, LLC
Jul 2020 – Dec 2025
LEWES, DE
OCEAN VIEW ADVISORY
Jan 2018 – Jul 2020
DAGSBORO, DE
1 NORTH WEALTH SERVICES, LLC
Oct 1996 – Feb 2018
ANNAPOLIS, MD
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 22
Series 63
Series 65
Registration record
First registered · October 30, 1996
Years registered · 29
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
JAY MIDDLETON, INC
CRD 291479 · SEC 801-112266
AUM
$54M
Regulatory assets under management
Employees
2
104 client accounts
Services offered by JAY MIDDLETON, INC
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at JAY MIDDLETON, INC →
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05

Frequently Asked Questions

What services does Jay Colin Middleton offer?
Jay Colin Middleton specializes in Investment Management, Fee-Only Advisory. Contact their office in DAGSBORO, Delaware for a consultation.
What are Jay Colin Middleton's credentials?
Jay Colin Middleton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jay Colin Middleton located?
Jay Colin Middleton is based in DAGSBORO, Delaware, working with JAY MIDDLETON, INC. Their office serves clients in the DAGSBORO metropolitan area and surrounding communities.
How does Jay Colin Middleton charge for services?
Jay Colin Middleton's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is JAY MIDDLETON, INC?
JAY MIDDLETON, INC has approximately 2 employees and manages $54M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at JAY MIDDLETON, INC

Linda Eiberger Lessey
DAGSBORO, DE

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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Delaware
WILMINGTON (110)GREENVILLE (18)NEWARK (12)DOVER (10)REHOBOTH BEACH (8)LEWES (5)ROCKLAND (2)MONTCHANIN (2)HOCKESSIN (1)0000740272 (1)
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