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Greggory John Flinn

GALVEN CAPITAL MANAGEMENT, LLC·TELLURIDE, Colorado
Series 7, Series 63, Series 65Clean record13 years registeredGALVEN CAPITAL MANAGEMENT, LLC
507 W COLORADO AVE, TELLURIDE, CO 81435CRD# 3150485Firm CRD# 304843

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Greggory John Flinn · TELLURIDE, CO
Registration
CRD #3150485 · GALVEN CAPITAL MANAGEMENT, LLC · 13 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: GALVEN CAPITAL MANAGEMENT, LLC
Aug 2023Dec 2025
TELLURIDE, CO
Mar 2023Dec 2025
TELLURIDE, CO
Sep 2020Jun 2023
Telluride, CO
Dec 2012Dec 2022
TELLURIDE, CO
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · December 13, 2012
Years registered · 13
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
GALVEN CAPITAL MANAGEMENT, LLC
CRD 304843 · SEC 801-119122
AUM
$3M
Regulatory assets under management
Employees
2
4 client accounts
Services offered by GALVEN CAPITAL MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Introduction

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05

Frequently Asked Questions

What services does Greggory John Flinn offer?
Greggory John Flinn specializes in Investment Management.
What are Greggory John Flinn's credentials?
Greggory John Flinn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Greggory John Flinn located?
Greggory John Flinn is based in TELLURIDE, Colorado, last registered with GALVEN CAPITAL MANAGEMENT, LLC.
How does Greggory John Flinn charge for services?
Greggory John Flinn's firm is compensated through percentage of aum, other: tpmm software. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GALVEN CAPITAL MANAGEMENT, LLC?
GALVEN CAPITAL MANAGEMENT, LLC has approximately 2 employees and manages $3M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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