Unclaimed Profile

Roger Scott Gaide

CORNERSTONE CAPITAL ADVISORS, INC.·LAKEWOOD, Colorado

Series 65Clean record22 years registeredCORNERSTONE CAPITAL ADVISORS, INC.

2405 WADSWORTH BLVD., LAKEWOOD, CO 80214CRD# 4838078Firm CRD# 140169

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roger Scott Gaide · LAKEWOOD, CO

Registration

CRD #4838078 · CORNERSTONE CAPITAL ADVISORS, INC. · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CORNERSTONE CAPITAL ADVISORS, INC.

CORNERSTONE CAPITAL ADVISORS, INC.

Jun 2006 – Dec 2018

LAKEWOOD, CO

CORNERSTONE CAPITAL ADVISORS

Jul 2004 – Jun 2006

LAKEWOOD, CO

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · July 30, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CORNERSTONE CAPITAL ADVISORS, INC.

CRD 140169 · SEC 801-66542

AUM

$37M

Regulatory assets under management

Employees

79 client accounts

Services offered by CORNERSTONE CAPITAL ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CORNERSTONE CAPITAL ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Roger Scott Gaide offer?

Roger Scott Gaide specializes in Financial Planning, Investment Management, Wealth Management.

What are Roger Scott Gaide's credentials?

Roger Scott Gaide is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roger Scott Gaide located?

Roger Scott Gaide is based in LAKEWOOD, Colorado, last registered with CORNERSTONE CAPITAL ADVISORS, INC..

How does Roger Scott Gaide charge for services?

Roger Scott Gaide's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CORNERSTONE CAPITAL ADVISORS, INC.?

CORNERSTONE CAPITAL ADVISORS, INC. has approximately 1 employees and manages $37M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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