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Nicole Schmidt Slack

DMK ADVISOR GROUP, INC.·LAKEWOOD, Colorado
SIE, Series 7, Series 7TO, Series 24, Series 63, Series 65, Series 99TOClean record27 years registeredDMK ADVISOR GROUP, INC.
7114 W. JEFFERSON AVE., STE. 305, LAKEWOOD, CO 80235CRD# 1468706Firm CRD# 41067

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Nicole Schmidt Slack · LAKEWOOD, CO
Registration
CRD #1468706 · DMK ADVISOR GROUP, INC. · 27 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: DMK ADVISOR GROUP, INC.
WEALTH MANAGEMENT ADVISORS RIA, INC.
Sep 2021Jun 2025
GREELEY, CO
Jan 1999Sep 2021
LAKEWOOD, CO
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 7TO
Series 24
Series 63
Series 65
Series 99TO
Registration record
First registered · January 1, 1999
Years registered · 27
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
DMK ADVISOR GROUP, INC.
CRD 41067 · SEC 801-121389
AUM
$81M
Regulatory assets under management
Employees
33
462 client accounts
Services offered by DMK ADVISOR GROUP, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Nicole Schmidt Slack offer?
Nicole Schmidt Slack specializes in Financial Planning, Investment Management.
What are Nicole Schmidt Slack's credentials?
Nicole Schmidt Slack is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Nicole Schmidt Slack located?
Nicole Schmidt Slack is based in LAKEWOOD, Colorado, last registered with DMK ADVISOR GROUP, INC..
How does Nicole Schmidt Slack charge for services?
Nicole Schmidt Slack's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DMK ADVISOR GROUP, INC.?
DMK ADVISOR GROUP, INC. has approximately 33 employees and manages $81M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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