Unclaimed Profile

James Daniel Osborne

BASON ASSET MANAGEMENT LLC·LAKEWOOD, Colorado

Series 6, Series 7, Series 63, Series 65CFPClean record19 years registeredBASON ASSET MANAGEMENT LLC

355 S. TELLER ST., LAKEWOOD, CO 80226CRD# 4907938Firm CRD# 165450

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Daniel Osborne · LAKEWOOD, CO

Registration

CRD #4907938 · BASON ASSET MANAGEMENT LLC · 19 years registered

Brand Profile

Not yet started

Career History

BASON ASSET MANAGEMENT

Nov 2012 – present

M. J. SMITH AND ASSOCIATES

Mar 2011 – Sep 2012

GREENWOOD VILLAGE, CO

PACIFIC WEST FINANCIAL CONSULTANT INC

Mar 2007 – Jun 2007

RENTON, WA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · March 13, 2007

Years registered · 19

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BASON ASSET MANAGEMENT LLC

CRD 165450 · SEC 801-107297

AUM

$618M

Regulatory assets under management

Employees

723 client accounts

Services offered by BASON ASSET MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BASON ASSET MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does James Daniel Osborne offer?

James Daniel Osborne specializes in Financial Planning, Investment Management. Contact their office in LAKEWOOD, Colorado for a consultation.

What are James Daniel Osborne's credentials?

James Daniel Osborne holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James Daniel Osborne located?

James Daniel Osborne is based in LAKEWOOD, Colorado, working with BASON ASSET MANAGEMENT LLC. Their office serves clients in the LAKEWOOD metropolitan area and surrounding communities.

How does James Daniel Osborne charge for services?

James Daniel Osborne's firm is compensated through subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BASON ASSET MANAGEMENT LLC?

BASON ASSET MANAGEMENT LLC has approximately 2 employees and manages $618M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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