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Stephen Christopher Platt

WESTPEAK GLOBAL ADVISORS, LLC·LAFAYETTE, Colorado
SIE, Series 7, Series 57TO, Series 63Clean recordWESTPEAK GLOBAL ADVISORS, LLC
2575 PARK LANE, LAFAYETTE, CO 80026-3200CRD# 5655171Firm CRD# 106769

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Christopher Platt · LAFAYETTE, CO
Registration
CRD #5655171 · WESTPEAK GLOBAL ADVISORS, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 57TO
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
WESTPEAK GLOBAL ADVISORS, LLC
CRD 106769 · SEC 801-39554
AUM
$294M
Regulatory assets under management
Employees
7
2 client accounts
Services offered by WESTPEAK GLOBAL ADVISORS, LLC
Per Form ADV
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at WESTPEAK GLOBAL ADVISORS, LLC →
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Frequently Asked Questions

What services does Stephen Christopher Platt offer?
Stephen Christopher Platt specializes in Retirement Planning, Wealth Management. Contact their office in LAFAYETTE, Colorado for a consultation.
What are Stephen Christopher Platt's credentials?
Stephen Christopher Platt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Christopher Platt located?
Stephen Christopher Platt is based in LAFAYETTE, Colorado, working with WESTPEAK GLOBAL ADVISORS, LLC. Their office serves clients in the LAFAYETTE metropolitan area and surrounding communities.
How does Stephen Christopher Platt charge for services?
Stephen Christopher Platt's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WESTPEAK GLOBAL ADVISORS, LLC?
WESTPEAK GLOBAL ADVISORS, LLC has approximately 7 employees and manages $294M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at WESTPEAK GLOBAL ADVISORS, LLC

Khalid Ghayur
LAFAYETTE, CO

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Nearby cities in Colorado
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