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Carol Tanabe Aragon

PENECO INVESTMENTS LLC·GREENWOOD VILLAGE, Colorado
Unclaimed Profile
5231 S QUEBEC STREET, GREENWOOD VILLAGE, CO 80111CRD# 4377633Firm CRD# 108939
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About

Carol Tanabe Aragon is a registered financial advisor based in GREENWOOD VILLAGE, Colorado, affiliated with PENECO INVESTMENTS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Individuals
03

Firm Overview

Firm
PENECO INVESTMENTS LLC
PENECO INVESTMENTS LLC
AUM
$26M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at PENECO INVESTMENTS LLC →
Services
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 4377633
Firm CRD# 108939
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Carol Tanabe Aragon offer?
Carol Tanabe Aragon specializes in Investment Management, Fee-Only Advisory. Contact their office in GREENWOOD VILLAGE, Colorado for a consultation.
What are Carol Tanabe Aragon's credentials?
Carol Tanabe Aragon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Carol Tanabe Aragon located?
Carol Tanabe Aragon is based in GREENWOOD VILLAGE, Colorado, working with PENECO INVESTMENTS LLC. Their office serves clients in the GREENWOOD VILLAGE metropolitan area and surrounding communities.
How does Carol Tanabe Aragon charge for services?
Carol Tanabe Aragon's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PENECO INVESTMENTS LLC?
PENECO INVESTMENTS LLC has approximately 1 employees and manages $26M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Colorado
DENVER (1269)BOULDER (238)COLORADO SPRINGS (134)CENTENNIAL (67)ENGLEWOOD (66)
City Guides
DENVER GuideBOULDER GuideCOLORADO SPRINGS GuideCENTENNIAL GuideENGLEWOOD Guide
Research
Advisor Fees in ColoradoNational Fee Analysis
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