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Matthew Hamilton Rosenberg

ROSECAP INVESTMENT ADVISORS, LLC·GRAND JUNCTION, Colorado
Series 65Clean record15 years registeredROSECAP INVESTMENT ADVISORS, LLC
200 GRAND AVE, GRAND JUNCTION, CO 81501CRD# 5737037Firm CRD# 152054

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Matthew Hamilton Rosenberg · GRAND JUNCTION, CO
Registration
CRD #5737037 · ROSECAP INVESTMENT ADVISORS, LLC · 15 years registered
Brand Profile
Not yet started
01

Career History

ROSECAP INVESTMENT ADVISORS, LLC
Feb 2011 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · February 2, 2011
Years registered · 15
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ROSECAP INVESTMENT ADVISORS, LLC
CRD 152054 · SEC 801-118154
AUM
$360M
Regulatory assets under management
Employees
5
569 client accounts
Services offered by ROSECAP INVESTMENT ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Market timing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at ROSECAP INVESTMENT ADVISORS, LLC →
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05

Frequently Asked Questions

What services does Matthew Hamilton Rosenberg offer?
Matthew Hamilton Rosenberg specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GRAND JUNCTION, Colorado for a consultation.
What are Matthew Hamilton Rosenberg's credentials?
Matthew Hamilton Rosenberg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Matthew Hamilton Rosenberg located?
Matthew Hamilton Rosenberg is based in GRAND JUNCTION, Colorado, working with ROSECAP INVESTMENT ADVISORS, LLC. Their office serves clients in the GRAND JUNCTION metropolitan area and surrounding communities.
How does Matthew Hamilton Rosenberg charge for services?
Matthew Hamilton Rosenberg's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROSECAP INVESTMENT ADVISORS, LLC?
ROSECAP INVESTMENT ADVISORS, LLC has approximately 5 employees and manages $360M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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