Unclaimed Profile

James Michael Johnston

JOHNSTON JAMES M & ASSOCIATES INC·GLENDALE, Colorado

Series 1, Series 24, Series 63, Series 65Clean record27 years registeredJOHNSTON JAMES M & ASSOCIATES INC

4500 CHERRY CREEK DRIVE SOUTH, GLENDALE, CO 80246CRD# 601795Firm CRD# 106048

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Michael Johnston · GLENDALE, CO

Registration

CRD #601795 · JOHNSTON JAMES M & ASSOCIATES INC · 27 years registered

Brand Profile

Not yet started

Career History

ALPHACORE CAPITAL LLC

Apr 2023 – present

WOODBURY FINANCIAL SERVICES, INC.

Apr 2009 – Sep 2010

DENVER, CO

RMIN SECURITIES, INC.

Jan 2007 – Jan 2008

DENVER, CO

CASCADE INVESTMENT GROUP, INC.

Jan 1999 – Sep 2004

COLORADO SPRINGS, CO

JOHNSTON & ASSOCIATES INC

Jan 1999 – Jun 2023

DENVER, CO

Registrations & Exams

FINRA examinations passed

Series 1

Series 24

Series 63

Series 65

Registration record

First registered · January 1, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JOHNSTON JAMES M & ASSOCIATES INC

CRD 106048 · SEC 801-77752

AUM

$398M

Regulatory assets under management

Employees

162 client accounts

Services offered by JOHNSTON JAMES M & ASSOCIATES INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at JOHNSTON JAMES M & ASSOCIATES INC →

Introduction

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Frequently Asked Questions

What services does James Michael Johnston offer?

James Michael Johnston specializes in Financial Planning, Investment Management. Contact their office in GLENDALE, Colorado for a consultation.

What are James Michael Johnston's credentials?

James Michael Johnston is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Michael Johnston located?

James Michael Johnston is based in GLENDALE, Colorado, working with JOHNSTON JAMES M & ASSOCIATES INC. Their office serves clients in the GLENDALE metropolitan area and surrounding communities.

How does James Michael Johnston charge for services?

James Michael Johnston's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JOHNSTON JAMES M & ASSOCIATES INC?

JOHNSTON JAMES M & ASSOCIATES INC has approximately 4 employees and manages $398M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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