Unclaimed Profile

James Henry Saulnier

JIM SAULNIER & ASSOCIATES, LLC·FORT COLLINS, Colorado

SIE, Series 6, Series 63, Series 65CFPClean record24 years registeredJIM SAULNIER & ASSOCIATES, LLC

506 EAST MULBERRY ST, FORT COLLINS, CO 80524CRD# 3269945Firm CRD# 169889

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Henry Saulnier · FORT COLLINS, CO

Registration

CRD #3269945 · JIM SAULNIER & ASSOCIATES, LLC · 24 years registered

Brand Profile

Not yet started

Career History

JIM SAULNIER & ASSOCIATES, LLC

Jan 2015 – present

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Sep 2012 – Jan 2021

FORT COLLINS, CO

FINANCIAL NETWORK INVESTMENT CORPORATION

Apr 2002 – Sep 2012

FORT COLLINS, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 63

Series 65

Registration record

First registered · April 18, 2002

Years registered · 24

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JIM SAULNIER & ASSOCIATES, LLC

CRD 169889 · SEC 801-128717

AUM

$116M

Regulatory assets under management

Employees

443 client accounts

Services offered by JIM SAULNIER & ASSOCIATES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at JIM SAULNIER & ASSOCIATES, LLC →

Introduction

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Frequently Asked Questions

What services does James Henry Saulnier offer?

James Henry Saulnier specializes in Financial Planning, Investment Management. Contact their office in FORT COLLINS, Colorado for a consultation.

What are James Henry Saulnier's credentials?

James Henry Saulnier holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James Henry Saulnier located?

James Henry Saulnier is based in FORT COLLINS, Colorado, working with JIM SAULNIER & ASSOCIATES, LLC. Their office serves clients in the FORT COLLINS metropolitan area and surrounding communities.

How does James Henry Saulnier charge for services?

James Henry Saulnier's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JIM SAULNIER & ASSOCIATES, LLC?

JIM SAULNIER & ASSOCIATES, LLC has approximately 5 employees and manages $116M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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