Unclaimed Profile

William Joseph Fleming

BLUE RIVER ASSET MANAGEMENT, LLC·DENVER, Colorado

Series 27, Series 65Clean record22 years registeredBLUE RIVER ASSET MANAGEMENT, LLC

700 17TH STREET, DENVER, CO 80202CRD# 4310574Firm CRD# 131463

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Joseph Fleming · DENVER, CO

Registration

CRD #4310574 · BLUE RIVER ASSET MANAGEMENT, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BLUE RIVER ASSET MANAGEMENT, LLC

BIGELOW MUNICIPAL BOND ADVISERS, LLC

Oct 2006 – Mar 2011

DENVER, CO

BIGELOW & HART CAPITAL MANAGEMENT LLC

Aug 2005 – May 2009

DENVER, CO

BLUE RIVER ASSET MANAGEMENT, LLC

Aug 2004 – Dec 2018

MONTCLAIR, NJ

BIGELOW ASSET MANAGEMENT INTERNATIONAL, LLC

Jul 2004 – Mar 2010

JERSEY CITY, NJ

BLUE RIVER ASSET MANAGEMENT, LLC

Jul 2004 – Dec 2014

JERSEY CITY, NJ

Registrations & Exams

FINRA examinations passed

Series 27

Series 65

Registration record

First registered · July 26, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BLUE RIVER ASSET MANAGEMENT, LLC

CRD 131463 · SEC 801-63312

AUM

$43M

Regulatory assets under management

Employees

1 client accounts

Services offered by BLUE RIVER ASSET MANAGEMENT, LLC

Per Form ADV

Other

View all advisors at BLUE RIVER ASSET MANAGEMENT, LLC →

Introduction

Speak with William

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if William is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in DENVER?

Browse all registered financial advisors in DENVER, Colorado or claim this profile if it's yours.

Browse DENVER Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does William Joseph Fleming offer?

William Joseph Fleming is a registered financial advisor in DENVER, Colorado.

What are William Joseph Fleming's credentials?

William Joseph Fleming is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Joseph Fleming located?

William Joseph Fleming is based in DENVER, Colorado, last registered with BLUE RIVER ASSET MANAGEMENT, LLC.

How does William Joseph Fleming charge for services?

William Joseph Fleming's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BLUE RIVER ASSET MANAGEMENT, LLC?

BLUE RIVER ASSET MANAGEMENT, LLC has approximately 6 employees and manages $43M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →