Unclaimed Profile

Travis Lee Cook

AVANT-GARDE ADVISORS LLC·DENVER, Colorado

Series 7, Series 63, Series 6620 years registeredAVANT-GARDE ADVISORS LLC

4600 S. ULSTER ST, DENVER, CO 80237CRD# 3019217Firm CRD# 151527

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Travis Lee Cook · DENVER, CO

Registration

CRD #3019217 · AVANT-GARDE ADVISORS LLC · 20 years registered

Brand Profile

Not yet started

Career History

RIDGELINE ASSET MANAGEMENT, LLC

Nov 2018 – present

WEALTHSOURCE® PARTNERS, LLC

Mar 2016 – Jun 2019

CASTLE ROCK, CO

AVANT-GARDE ADVISORS LLC

Apr 2011 – Dec 2016

Castle Rock, CO

COOK INVESTMENT MANAGEMENT, LLC

May 2007 – Jul 2011

CASTLE ROCK, CO

CHARLES SCHWAB & CO., INC.

Apr 2006 – Mar 2007

ENGLEWOOD, CO

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 66

Registration record

First registered · April 28, 2006

Years registered · 20

Disclosure History

2007Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

AVANT-GARDE ADVISORS LLC

CRD 151527 · SEC 801-76860

AUM

$363M

Regulatory assets under management

Employees

632 client accounts

Services offered by AVANT-GARDE ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at AVANT-GARDE ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Travis Lee Cook offer?

Travis Lee Cook specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DENVER, Colorado for a consultation.

What are Travis Lee Cook's credentials?

Travis Lee Cook is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Travis Lee Cook located?

Travis Lee Cook is based in DENVER, Colorado, working with AVANT-GARDE ADVISORS LLC. Their office serves clients in the DENVER metropolitan area and surrounding communities.

How does Travis Lee Cook charge for services?

Travis Lee Cook's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AVANT-GARDE ADVISORS LLC?

AVANT-GARDE ADVISORS LLC has approximately 6 employees and manages $363M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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