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Thomas Stephen Plisko

BRADDOCK FINANCIAL LLC·DENVER, Colorado
Clean recordBRADDOCK FINANCIAL LLC
1200 17TH STREET, DENVER, CO 80202CRD# 4940359Firm CRD# 112732

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Stephen Plisko · DENVER, CO
Registration
CRD #4940359 · BRADDOCK FINANCIAL LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Thomas Stephen Plisko is a registered financial advisor based in DENVER, Colorado, affiliated with BRADDOCK FINANCIAL LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Client Types
Institutional Investors
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
BRADDOCK FINANCIAL LLC
BRADDOCK FINANCIAL LLC
AUM
$565M
Regulatory assets under management
Employees
8
Total firm employees
View all advisors at BRADDOCK FINANCIAL LLC →
Services
Portfolio management (pooled investments)
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 4940359
Firm CRD# 112732
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Thomas Stephen Plisko offer?
Thomas Stephen Plisko specializes in Investment Management, Retirement Planning. Contact their office in DENVER, Colorado for a consultation.
What are Thomas Stephen Plisko's credentials?
Thomas Stephen Plisko is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Stephen Plisko located?
Thomas Stephen Plisko is based in DENVER, Colorado, working with BRADDOCK FINANCIAL LLC. Their office serves clients in the DENVER metropolitan area and surrounding communities.
How does Thomas Stephen Plisko charge for services?
Thomas Stephen Plisko's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BRADDOCK FINANCIAL LLC?
BRADDOCK FINANCIAL LLC has approximately 8 employees and manages $565M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at BRADDOCK FINANCIAL LLC

Toby Richard Giordano
DENVER, CO
David Charles Allon
DENVER, CO
Harvey Baer Allon
DENVER, CO
Ken Glickstein
DENVER, CO
David Alan Kaplan
DENVER, CO
Matthew A Talkington
DENVER, CO

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Research
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