Unclaimed Profile

Thomas Earl Meade

GUARANTY BANK AND TRUST COMPANY·DENVER, Colorado

Series 1, Series 4, Series 5, Series 15, Series 40, Series 63, Series 6527 years registeredGUARANTY BANK AND TRUST COMPANY

250 STEELE STREET, DENVER, CO 80206CRD# 330696Firm CRD# 165306

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Earl Meade · DENVER, CO

Registration

CRD #330696 · GUARANTY BANK AND TRUST COMPANY · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GUARANTY BANK AND TRUST COMPANY

PRIVATE CAPITAL MANAGEMENT, LLC

Sep 2014 – May 2015

DENVER, CO

PRIVATE CAPITAL MANAGEMENT INC.

Jun 2002 – Jan 2013

DENVER, CO

PRIVATE CAPITAL MANAGEMENT INC.

Jan 1999 – Dec 2012

DENVER, CO

Registrations & Exams

FINRA examinations passed

Series 1

Series 4

Series 5

Series 15

Series 40

Series 63

Series 65

Registration record

First registered · January 1, 1999

Years registered · 27

Disclosure History

2014Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PRIVATE CAPITAL MANAGEMENT, LLC

CRD 165306 · SEC 801-77650

AUM

$1.7B

Regulatory assets under management

Employees

3,074 client accounts

Services offered by PRIVATE CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PRIVATE CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Earl Meade offer?

Thomas Earl Meade specializes in Financial Planning, Investment Management, Wealth Management.

What are Thomas Earl Meade's credentials?

Thomas Earl Meade is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Earl Meade located?

Thomas Earl Meade is based in DENVER, Colorado, last registered with GUARANTY BANK AND TRUST COMPANY.

How does Thomas Earl Meade charge for services?

Thomas Earl Meade's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GUARANTY BANK AND TRUST COMPANY?

GUARANTY BANK AND TRUST COMPANY has approximately 26 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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