Unclaimed Profile

Thomas Jay Barrett

HELM INVESTMENT MANAGEMENT, LLC·DENVER, Colorado

Clean record27 years registeredHELM INVESTMENT MANAGEMENT, LLC

1600 BROADWAY, DENVER, CO 80202-4911CRD# 4412230Firm CRD# 141773

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Jay Barrett · DENVER, CO

Registration

CRD #4412230 · HELM INVESTMENT MANAGEMENT, LLC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HELM INVESTMENT MANAGEMENT, LLC

HELM INVESTMENT MANAGEMENT, LLC

Dec 2006 – Feb 2025

DENVER, CO

BARRETT/PONTIFF & FAIRWEATHER, P.C.

Jan 1999 – Mar 2007

DENVER, CO

THOMAS BARRETT & ASSOC. P.C.

Jan 1999 – Dec 2006

DENVER, CO

Registrations & Exams

Registration record

First registered · January 1, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HELM INVESTMENT MANAGEMENT, LLC

CRD 141773 · SEC 801-67176

AUM

$290M

Regulatory assets under management

Employees

506 client accounts

Services offered by HELM INVESTMENT MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HELM INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Jay Barrett offer?

Thomas Jay Barrett specializes in Financial Planning, Investment Management.

What are Thomas Jay Barrett's credentials?

Thomas Jay Barrett is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Jay Barrett located?

Thomas Jay Barrett is based in DENVER, Colorado, last registered with HELM INVESTMENT MANAGEMENT, LLC.

How does Thomas Jay Barrett charge for services?

Thomas Jay Barrett's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HELM INVESTMENT MANAGEMENT, LLC?

HELM INVESTMENT MANAGEMENT, LLC has approximately 3 employees and manages $290M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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