Unclaimed Profile

Roger Craig Bowden

MOUNT YALE ASSET MANAGEMENT, LLC·DENVER, Colorado

SIE, Series 2, Series 3, Series 7, Series 24, Series 63, Series 6527 years registeredMOUNT YALE ASSET MANAGEMENT, LLC

1125 17TH STREET, DENVER, CO 80202CRD# 2096554Firm CRD# 116578

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roger Craig Bowden · DENVER, CO

Registration

CRD #2096554 · MOUNT YALE ASSET MANAGEMENT, LLC · 27 years registered

Brand Profile

Not yet started

Career History

SUMMIT VIEW CAPITAL ADVISORS

Feb 2022 – present

MOUNT YALE PORTFOLIO ADVISORS, LLC

Oct 2003 – Mar 2011

DENVER, CO

MOUNT YALE ASSET MANAGEMENT, LLC

Oct 1999 – Apr 2015

DENVER, CO

INVESTMENT CONSULTING GROUP LLC

Jan 1999 – Oct 2003

DENVER, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 2

Series 3

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · January 1, 1999

Years registered · 27

Disclosure History

2016Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MOUNT YALE ASSET MANAGEMENT, LLC

CRD 116578 · SEC 801-63221

AUM

$244M

Regulatory assets under management

Employees

308 client accounts

Services offered by MOUNT YALE ASSET MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at MOUNT YALE ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Roger Craig Bowden offer?

Roger Craig Bowden specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in DENVER, Colorado for a consultation.

What are Roger Craig Bowden's credentials?

Roger Craig Bowden is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roger Craig Bowden located?

Roger Craig Bowden is based in DENVER, Colorado, working with MOUNT YALE ASSET MANAGEMENT, LLC. Their office serves clients in the DENVER metropolitan area and surrounding communities.

How does Roger Craig Bowden charge for services?

Roger Craig Bowden's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MOUNT YALE ASSET MANAGEMENT, LLC?

MOUNT YALE ASSET MANAGEMENT, LLC has approximately 24 employees and manages $244M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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