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Richard Gibson Smith

SMITH CAPITAL INVESTORS, LLC·DENVER, Colorado
SIE, Series 7, Series 63Clean recordSMITH CAPITAL INVESTORS, LLC
1430 BLAKE STREET, DENVER, CO 80202-1316CRD# 2163325Firm CRD# 294402

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Gibson Smith · DENVER, CO
Registration
CRD #2163325 · SMITH CAPITAL INVESTORS, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
SMITH CAPITAL INVESTORS, LLC
CRD 294402 · SEC 801-113172
AUM
$3.7B
Regulatory assets under management
Employees
17
2 client accounts
Services offered by SMITH CAPITAL INVESTORS, LLC
Per Form ADV
Portfolio management (pooled investments)
Client types served by the firm
Per Form ADV
Institutional Investors
View all advisors at SMITH CAPITAL INVESTORS, LLC →
Introduction

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Frequently Asked Questions

What services does Richard Gibson Smith offer?
Richard Gibson Smith specializes in Investment Management, Fee-Only Advisory. Contact their office in DENVER, Colorado for a consultation.
What are Richard Gibson Smith's credentials?
Richard Gibson Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Gibson Smith located?
Richard Gibson Smith is based in DENVER, Colorado, working with SMITH CAPITAL INVESTORS, LLC. Their office serves clients in the DENVER metropolitan area and surrounding communities.
How does Richard Gibson Smith charge for services?
Richard Gibson Smith's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SMITH CAPITAL INVESTORS, LLC?
SMITH CAPITAL INVESTORS, LLC has approximately 17 employees and manages $3.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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