Unclaimed Profile

Patricia Ann Erickson

CASCADE FINANCIAL MANAGEMENT, INC.·DENVER, Colorado

SIE, Series 7, Series 24, Series 63, Series 65, Series 99TO24 years registeredCASCADE FINANCIAL MANAGEMENT, INC.

950 17TH STREET, DENVER, CO 80202CRD# 1210855Firm CRD# 119030

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Patricia Ann Erickson · DENVER, CO

Registration

CRD #1210855 · CASCADE FINANCIAL MANAGEMENT, INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CASCADE FINANCIAL MANAGEMENT, INC.

APOLLON WEALTH MANAGEMENT, LLC

Jan 2021 – Dec 2025

San Juan, PR

CASCADE FINANCIAL MANAGEMENT, INC.

Apr 2002 – Feb 2021

BOULDER, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · April 11, 2002

Years registered · 24

Disclosure History

2005Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CASCADE FINANCIAL MANAGEMENT, INC.

CRD 119030 · SEC 801-64346

AUM

$337M

Regulatory assets under management

Employees

1,138 client accounts

Services offered by CASCADE FINANCIAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

High Net Worth Individuals

View all advisors at CASCADE FINANCIAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Patricia Ann Erickson offer?

Patricia Ann Erickson specializes in Financial Planning, Wealth Management.

What are Patricia Ann Erickson's credentials?

Patricia Ann Erickson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Patricia Ann Erickson located?

Patricia Ann Erickson is based in DENVER, Colorado, last registered with CASCADE FINANCIAL MANAGEMENT, INC..

How does Patricia Ann Erickson charge for services?

Patricia Ann Erickson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CASCADE FINANCIAL MANAGEMENT, INC.?

CASCADE FINANCIAL MANAGEMENT, INC. has approximately 18 employees and manages $337M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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