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Michael Lawrence Gaughan

INVESTMENT RESEARCH CORP·DENVER, Colorado
SIE, Series 99Clean recordINVESTMENT RESEARCH CORP
1636 LOGAN STREET, DENVER, CO 80203CRD# 2915597Firm CRD# 108208

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Lawrence Gaughan · DENVER, CO
Registration
CRD #2915597 · INVESTMENT RESEARCH CORP
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 99
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
INVESTMENT RESEARCH CORP
CRD 108208 · SEC 801-8599
AUM
$52M
Regulatory assets under management
Employees
17
150 client accounts
Services offered by INVESTMENT RESEARCH CORP
Per Form ADV
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
High Net Worth Individuals
View all advisors at INVESTMENT RESEARCH CORP →
Introduction

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Frequently Asked Questions

What services does Michael Lawrence Gaughan offer?
Michael Lawrence Gaughan specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DENVER, Colorado for a consultation.
What are Michael Lawrence Gaughan's credentials?
Michael Lawrence Gaughan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Lawrence Gaughan located?
Michael Lawrence Gaughan is based in DENVER, Colorado, working with INVESTMENT RESEARCH CORP. Their office serves clients in the DENVER metropolitan area and surrounding communities.
How does Michael Lawrence Gaughan charge for services?
Michael Lawrence Gaughan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is INVESTMENT RESEARCH CORP?
INVESTMENT RESEARCH CORP has approximately 17 employees and manages $52M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at INVESTMENT RESEARCH CORP

Patricia Ann Blum
DENVER, CO
Robert David Brody
DENVER, CO

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