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Lars Olof Soderberg

A3 FINANCIAL INVESTMENTS, LLC·DENVER, Colorado
SIE, Series 6, Series 7, Series 26, Series 63Clean recordA3 FINANCIAL INVESTMENTS, LLC
90 MADISON STREET, SUITE 303, DENVER, CO 80206CRD# 1077122Firm CRD# 304361

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Lars Olof Soderberg · DENVER, CO
Registration
CRD #1077122 · A3 FINANCIAL INVESTMENTS, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 26
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
A3 FINANCIAL INVESTMENTS, LLC
CRD 304361 · SEC 801-117109
AUM
$10M
Regulatory assets under management
Employees
6
1 client accounts
Services offered by A3 FINANCIAL INVESTMENTS, LLC
Per Form ADV
Portfolio management (pooled investments)
Client types served by the firm
Per Form ADV
Institutional Investors
View all advisors at A3 FINANCIAL INVESTMENTS, LLC →
Introduction

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Frequently Asked Questions

What services does Lars Olof Soderberg offer?
Lars Olof Soderberg specializes in Investment Management, Fee-Only Advisory. Contact their office in DENVER, Colorado for a consultation.
What are Lars Olof Soderberg's credentials?
Lars Olof Soderberg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Lars Olof Soderberg located?
Lars Olof Soderberg is based in DENVER, Colorado, working with A3 FINANCIAL INVESTMENTS, LLC. Their office serves clients in the DENVER metropolitan area and surrounding communities.
How does Lars Olof Soderberg charge for services?
Lars Olof Soderberg's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is A3 FINANCIAL INVESTMENTS, LLC?
A3 FINANCIAL INVESTMENTS, LLC has approximately 6 employees and manages $10M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at A3 FINANCIAL INVESTMENTS, LLC

Anthony Raymond Bosch
DENVER, CO
Kimberly Jean Merriman
DENVER, CO
Christian Aymond
DENVER, CO
Gregory L Bell
DENVER, CO

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