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Diego J Galan

SRS CAPITAL ADVISORS, LLC·DENVER, Colorado
Unclaimed Profile
730 17TH STREET, DENVER, CO 80202CRD# 5081979Firm CRD# 133535
01

About

Diego J Galan is a registered financial advisor based in DENVER, Colorado, affiliated with SRS CAPITAL ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
SRS CAPITAL ADVISORS, LLC
SRS CAPITAL ADVISORS, LLC
AUM
$1.4B
Regulatory assets under management
Employees
23
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Market timing services
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 5081979
Firm CRD# 133535
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Diego J Galan offer?
Diego J Galan specializes in Financial Planning, Investment Management. Contact their office in DENVER, Colorado for a consultation.
What are Diego J Galan's credentials?
Diego J Galan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Diego J Galan located?
Diego J Galan is based in DENVER, Colorado, working with SRS CAPITAL ADVISORS, LLC. Their office serves clients in the DENVER metropolitan area and surrounding communities.
How does Diego J Galan charge for services?
Diego J Galan's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SRS CAPITAL ADVISORS, LLC?
SRS CAPITAL ADVISORS, LLC has approximately 23 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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