Unclaimed Profile

Cody Lee Overstreet

EVOLV CAPITAL ADVISORS LLC·DENVER, Colorado

SIE, Series 6, Series 7, Series 24, Series 63, Series 65Clean record23 years registeredEVOLV CAPITAL ADVISORS LLC

90 MADISON STREET, DENVER, CO 80206CRD# 3071511Firm CRD# 283126

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Cody Lee Overstreet · DENVER, CO

Registration

CRD #3071511 · EVOLV CAPITAL ADVISORS LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: EVOLV CAPITAL ADVISORS LLC

MANULIFE ASSET MANAGEMENT (US) LLC

Nov 2011 – Jan 2012

BOSTON, MA

JOHN HANCOCK ADVISERS, LLC

Dec 2008 – Dec 2010

SAN DIEGO, CA

JOHN HANCOCK DISTRIBUTORS LLC

Jan 2006 – Dec 2006

SAN DIEGO, CA

LEGACY ADVISORY SERVICES, INC.

Jun 2003 – Dec 2005

TAMPA, FL

MANULIFE FINANCIAL SECURITIES LLC

Sep 2002 – Dec 2002

TAMPA, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · September 24, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EVOLV CAPITAL ADVISORS LLC

CRD 283126 · SEC 801-107375

AUM

$38M

Regulatory assets under management

Employees

2 client accounts

Services offered by EVOLV CAPITAL ADVISORS LLC

Per Form ADV

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at EVOLV CAPITAL ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Cody Lee Overstreet offer?

Cody Lee Overstreet specializes in Investment Management, Wealth Management.

What are Cody Lee Overstreet's credentials?

Cody Lee Overstreet is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Cody Lee Overstreet located?

Cody Lee Overstreet is based in DENVER, Colorado, last registered with EVOLV CAPITAL ADVISORS LLC.

How does Cody Lee Overstreet charge for services?

Cody Lee Overstreet's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EVOLV CAPITAL ADVISORS LLC?

EVOLV CAPITAL ADVISORS LLC has approximately 4 employees and manages $38M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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