Unclaimed Profile

Bayard Francis Tracy

INSTITUTE FOR WEALTH MANAGEMENT LLC·DENVER, Colorado

Series 6, Series 26, Series 52, Series 63, Series 65Clean record23 years registeredINSTITUTE FOR WEALTH MANAGEMENT LLC

1775 SHERMAN ST., DENVER, CO 80203CRD# 2353422Firm CRD# 127207

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Bayard Francis Tracy · DENVER, CO

Registration

CRD #2353422 · INSTITUTE FOR WEALTH MANAGEMENT LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: INSTITUTE FOR WEALTH MANAGEMENT LLC

THE INSTITUTE

Jan 2005 – Dec 2017

DENVER, CO

AMERICAN SKANDIA ADVISORY SERVICES, INC.

Mar 2003 – Apr 2003

SHELTON, CT

Registrations & Exams

FINRA examinations passed

Series 6

Series 26

Series 52

Series 63

Series 65

Registration record

First registered · March 10, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INSTITUTE FOR WEALTH MANAGEMENT LLC

CRD 127207 · SEC 801-67624

AUM

$927M

Regulatory assets under management

Employees

1,787 client accounts

Services offered by INSTITUTE FOR WEALTH MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at INSTITUTE FOR WEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Bayard Francis Tracy offer?

Bayard Francis Tracy specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Bayard Francis Tracy's credentials?

Bayard Francis Tracy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Bayard Francis Tracy located?

Bayard Francis Tracy is based in DENVER, Colorado, last registered with INSTITUTE FOR WEALTH MANAGEMENT LLC.

How does Bayard Francis Tracy charge for services?

Bayard Francis Tracy's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INSTITUTE FOR WEALTH MANAGEMENT LLC?

INSTITUTE FOR WEALTH MANAGEMENT LLC has approximately 3 employees and manages $927M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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