Unclaimed Profile

Ronald Vaughan Speaker

EQUUS PRIVATE WEALTH MANAGEMENT LLC·CARBONDALE, Colorado

13 years registeredEQUUS PRIVATE WEALTH MANAGEMENT LLC

55 N. 4TH STREET, CARBONDALE, CO 81623CRD# 2660164Firm CRD# 144367

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ronald Vaughan Speaker · CARBONDALE, CO

Registration

CRD #2660164 · EQUUS PRIVATE WEALTH MANAGEMENT LLC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: EQUUS PRIVATE WEALTH MANAGEMENT LLC

EQUUS PRIVATE WEALTH MANAGEMENT LLC

Jun 2013 – Oct 2022

CARBONDALE, CO

Registrations & Exams

Registration record

First registered · June 26, 2013

Years registered · 13

Disclosure History

1997Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

EQUUS PRIVATE WEALTH MANAGEMENT LLC

CRD 144367 · SEC 801-80902

AUM

$179M

Regulatory assets under management

Employees

45 client accounts

Services offered by EQUUS PRIVATE WEALTH MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at EQUUS PRIVATE WEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Ronald Vaughan Speaker offer?

Ronald Vaughan Speaker specializes in Investment Management, Fee-Only Advisory.

What are Ronald Vaughan Speaker's credentials?

Ronald Vaughan Speaker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ronald Vaughan Speaker located?

Ronald Vaughan Speaker is based in CARBONDALE, Colorado, last registered with EQUUS PRIVATE WEALTH MANAGEMENT LLC.

How does Ronald Vaughan Speaker charge for services?

Ronald Vaughan Speaker's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EQUUS PRIVATE WEALTH MANAGEMENT LLC?

EQUUS PRIVATE WEALTH MANAGEMENT LLC has approximately 5 employees and manages $179M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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Other Advisors at EQUUS PRIVATE WEALTH MANAGEMENT LLC

Matthew Austin Owings

CARBONDALE, CO

Browse by Specialty

Investment Management Retirement Planning Wealth Management Financial Planning Fee-Only Advisory Financial Education

Nearby cities in Colorado

DENVER (528)GREENWOOD VILLAGE (163)BOULDER (93)COLORADO SPRINGS (87)ENGLEWOOD (48)CENTENNIAL (42)LITTLETON (33)FORT COLLINS (32)MONUMENT (25)LAKEWOOD (21)

City Guides

DENVER Guide GREENWOOD VILLAGE Guide BOULDER Guide COLORADO SPRINGS Guide ENGLEWOOD Guide

Research

Advisor Fees in Colorado National Fee Analysis

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