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Eric William James

ALPHA INVESTMENT MANAGEMENT, LLC·BROOMFIELD, Colorado
Unclaimed Profile
11907 HANGAR CT, BROOMFIELD, CO 80021CRD# 6331687Firm CRD# 171460
01

About

Eric William James is a registered financial advisor based in BROOMFIELD, Colorado, affiliated with ALPHA INVESTMENT MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
03

Firm Overview

Firm
ALPHA INVESTMENT MANAGEMENT, LLC
ALPHA INVESTMENT MANAGEMENT, LLC
AUM
$3M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at ALPHA INVESTMENT MANAGEMENT, LLC →
Services
Portfolio management (individuals)
Pension consulting
Selection of other advisers
04

Background

Compensation
Performance-based fees
Regulatory
SEC/IARD CRD# 6331687
Firm CRD# 171460
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Eric William James offer?
Eric William James specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in BROOMFIELD, Colorado for a consultation.
What are Eric William James's credentials?
Eric William James is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Eric William James located?
Eric William James is based in BROOMFIELD, Colorado, working with ALPHA INVESTMENT MANAGEMENT, LLC. Their office serves clients in the BROOMFIELD metropolitan area and surrounding communities.
How does Eric William James charge for services?
Eric William James's firm is compensated through performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ALPHA INVESTMENT MANAGEMENT, LLC?
ALPHA INVESTMENT MANAGEMENT, LLC has approximately 2 employees and manages $3M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Colorado
DENVER (1269)GREENWOOD VILLAGE (262)BOULDER (238)COLORADO SPRINGS (134)CENTENNIAL (67)
City Guides
DENVER GuideGREENWOOD VILLAGE GuideBOULDER GuideCOLORADO SPRINGS GuideCENTENNIAL Guide
Research
Advisor Fees in ColoradoNational Fee Analysis
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