Unclaimed Profile

Steven Lloyd Ellis

COLORADO CAPITAL MANAGEMENT, INC.·BOULDER, Colorado

Series 2, Series 63, Series 65Clean record26 years registeredCOLORADO CAPITAL MANAGEMENT, INC.

4430 ARAPAHOE AVENUE, SUITE 120, BOULDER, CO 80303-1100CRD# 1706749Firm CRD# 114011

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Lloyd Ellis · BOULDER, CO

Registration

CRD #1706749 · COLORADO CAPITAL MANAGEMENT, INC. · 26 years registered

Brand Profile

Not yet started

Career History

COLORADO CAPITAL MANAGEMENT

Mar 2000 – present

Registrations & Exams

FINRA examinations passed

Series 2

Series 63

Series 65

Registration record

First registered · March 22, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COLORADO CAPITAL MANAGEMENT, INC.

CRD 114011 · SEC 801-60868

AUM

$500M

Regulatory assets under management

Employees

1,077 client accounts

Services offered by COLORADO CAPITAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COLORADO CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Steven Lloyd Ellis offer?

Steven Lloyd Ellis specializes in Financial Planning, Investment Management. Contact their office in BOULDER, Colorado for a consultation.

What are Steven Lloyd Ellis's credentials?

Steven Lloyd Ellis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Lloyd Ellis located?

Steven Lloyd Ellis is based in BOULDER, Colorado, working with COLORADO CAPITAL MANAGEMENT, INC.. Their office serves clients in the BOULDER metropolitan area and surrounding communities.

How does Steven Lloyd Ellis charge for services?

Steven Lloyd Ellis's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COLORADO CAPITAL MANAGEMENT, INC.?

COLORADO CAPITAL MANAGEMENT, INC. has approximately 10 employees and manages $500M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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