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Michael James Paulus

PCM ENCORE, LLC·ASPEN, Colorado
Series 65Clean record1 years registeredPCM ENCORE, LLC
520 E COOPER AVE., ASPEN, CO 81611CRD# 7979333Firm CRD# 333127

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael James Paulus · ASPEN, CO
Registration
CRD #7979333 · PCM ENCORE, LLC · 1 years registered
Brand Profile
Not yet started
01

Career History

Oct 2024present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · October 7, 2024
Years registered · 1
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PCM ENCORE, LLC
CRD 333127 · SEC 801-131243
AUM
$1.3B
Regulatory assets under management
Employees
5
46 client accounts
Services offered by PCM ENCORE, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Michael James Paulus offer?
Michael James Paulus specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ASPEN, Colorado for a consultation.
What are Michael James Paulus's credentials?
Michael James Paulus is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael James Paulus located?
Michael James Paulus is based in ASPEN, Colorado, working with PCM ENCORE, LLC. Their office serves clients in the ASPEN metropolitan area and surrounding communities.
How does Michael James Paulus charge for services?
Michael James Paulus's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PCM ENCORE, LLC?
PCM ENCORE, LLC has approximately 5 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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