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Annie Anh Ngoc Kim

AR ASSET MANAGEMENT, INC.·WEST HOLLYWOOD, California
Series 65Clean record14 years registeredAR ASSET MANAGEMENT, INC.
9229 SUNSET BOULEVARD, WEST HOLLYWOOD, CA 90069CRD# 5475904Firm CRD# 110342

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Annie Anh Ngoc Kim · WEST HOLLYWOOD, CA
Registration
CRD #5475904 · AR ASSET MANAGEMENT, INC. · 14 years registered
Brand Profile
Not yet started
01

Career History

AR ASSET MANAGEMENT, INC.
Feb 2012 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · February 13, 2012
Years registered · 14
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
AR ASSET MANAGEMENT, INC.
CRD 110342 · SEC 801-16930
AUM
$573M
Regulatory assets under management
Employees
4
128 client accounts
Services offered by AR ASSET MANAGEMENT, INC.
Per Form ADV
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at AR ASSET MANAGEMENT, INC. →
Introduction

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Frequently Asked Questions

What services does Annie Anh Ngoc Kim offer?
Annie Anh Ngoc Kim specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in WEST HOLLYWOOD, California for a consultation.
What are Annie Anh Ngoc Kim's credentials?
Annie Anh Ngoc Kim is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Annie Anh Ngoc Kim located?
Annie Anh Ngoc Kim is based in WEST HOLLYWOOD, California, working with AR ASSET MANAGEMENT, INC.. Their office serves clients in the WEST HOLLYWOOD metropolitan area and surrounding communities.
How does Annie Anh Ngoc Kim charge for services?
Annie Anh Ngoc Kim's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AR ASSET MANAGEMENT, INC.?
AR ASSET MANAGEMENT, INC. has approximately 4 employees and manages $573M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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