Unclaimed Profile

Paul Yee Lo

UNICREDIT FINANCIAL SERVICES AND INVESTMENT ADVISOR·WALNUT, California

SIE, Series 7, Series 24, Series 26, Series 51, Series 63, Series 65CFPClean record23 years registeredUNICREDIT FINANCIAL SERVICES AND INVESTMENT ADVISOR

19811 COLIMA ROAD, WALNUT, CA 91789CRD# 2155984Firm CRD# 304324

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Paul Yee Lo · WALNUT, CA

Registration

CRD #2155984 · UNICREDIT FINANCIAL SERVICES AND INVESTMENT ADVISOR · 23 years registered

Brand Profile

Not yet started

Career History

HYPO FINANCIAL SERVICES AND INVESTMENT ADVISER

Feb 2017 – present

UNICREDIT FINANCIAL SERVICES AND INVESTMENT ADVISOR

Apr 2020 – Mar 2021

WALNUT, CA

IBAA

Sep 2016 – Jan 2018

SAN BERNARDINO, CA

KEY WEST INVESTMENTS, LLC

Nov 2014 – Oct 2015

SAN GABRIEL, CA

HYPO FINANCIAL SERVICES AND INVESTMENT ADVISER

Nov 2012 – Aug 2016

SAN BERNARDINO, CA

SAGEPOINT FINANCIAL, INC.

Oct 2005 – Nov 2012

SANTA CLARA, CA

SUNAMERICA SECURITIES, INC.

Jun 2003 – Oct 2005

SAN JOSE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 26

Series 51

Series 63

Series 65

Registration record

First registered · June 11, 2003

Years registered · 23

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

UNICREDIT FINANCIAL SERVICES AND INVESTMENT ADVISOR

CRD 304324 · SEC 801-117680

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by UNICREDIT FINANCIAL SERVICES AND INVESTMENT ADVISOR

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

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Introduction

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Frequently Asked Questions

What services does Paul Yee Lo offer?

Paul Yee Lo specializes in Investment Management, Fee-Only Advisory. Contact their office in WALNUT, California for a consultation.

What are Paul Yee Lo's credentials?

Paul Yee Lo holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Paul Yee Lo located?

Paul Yee Lo is based in WALNUT, California, working with UNICREDIT FINANCIAL SERVICES AND INVESTMENT ADVISOR. Their office serves clients in the WALNUT metropolitan area and surrounding communities.

How does Paul Yee Lo charge for services?

Paul Yee Lo's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UNICREDIT FINANCIAL SERVICES AND INVESTMENT ADVISOR?

UNICREDIT FINANCIAL SERVICES AND INVESTMENT ADVISOR has approximately 3 employees. The firm is registered with the SEC as an investment adviser.

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Other Advisors at UNICREDIT FINANCIAL SERVICES AND INVESTMENT ADVISOR

Tzuu Pien Chiang

WALNUT, CA

Browse by Specialty

Investment Management Retirement Planning Wealth Management Financial Planning Fee-Only Advisory Financial Education

Nearby cities in California

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Research

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