Unclaimed Profile

Mark Thomas Petersen

PROSPERITAS FINANCIAL, LLC·VALENCIA, California

SIE, Series 7TO, Series 66Clean record5 years registeredPROSPERITAS FINANCIAL, LLC

25060 AVENUE STANFORD, VALENCIA, CA 91355CRD# 7284509Firm CRD# 315768

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Thomas Petersen · VALENCIA, CA

Registration

CRD #7284509 · PROSPERITAS FINANCIAL, LLC · 5 years registered

Brand Profile

Not yet started

Career History

PROSPERITAS FINANCIAL, LLC

Aug 2021 – present

NEXT FINANCIAL GROUP, INC.

Feb 2021 – Apr 2022

VALENCIA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7TO

Series 66

Registration record

First registered · February 1, 2021

Years registered · 5

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROSPERITAS FINANCIAL, LLC

CRD 315768 · SEC 801-122207

AUM

$392M

Regulatory assets under management

Employees

1,655 client accounts

Services offered by PROSPERITAS FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PROSPERITAS FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Mark Thomas Petersen offer?

Mark Thomas Petersen specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in VALENCIA, California for a consultation.

What are Mark Thomas Petersen's credentials?

Mark Thomas Petersen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Thomas Petersen located?

Mark Thomas Petersen is based in VALENCIA, California, working with PROSPERITAS FINANCIAL, LLC. Their office serves clients in the VALENCIA metropolitan area and surrounding communities.

How does Mark Thomas Petersen charge for services?

Mark Thomas Petersen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROSPERITAS FINANCIAL, LLC?

PROSPERITAS FINANCIAL, LLC has approximately 15 employees and manages $392M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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