Unclaimed Profile

Tu Anh Tran

CROSSPOINT FINANCIAL, LLC·TUSTIN, California

SIE, Series 7, Series 63, Series 65CFPClean record27 years registeredCROSSPOINT FINANCIAL, LLC

17822 EAST 17TH STREET, TUSTIN, CA 92780CRD# 2941092Firm CRD# 286443

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Tu Anh Tran · TUSTIN, CA

Registration

CRD #2941092 · CROSSPOINT FINANCIAL, LLC · 27 years registered

Brand Profile

Not yet started

Career History

ALEXANDER CAPITAL, L.P.

Jul 2025 – present

CROSSPOINT FINANCIAL, LLC

Mar 2017 – present

AMERIPRISE FINANCIAL SERVICES, INC.

Dec 1998 – Mar 2017

Tustin, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · December 30, 1998

Years registered · 27

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CROSSPOINT FINANCIAL, LLC

CRD 286443 · SEC 801-123648

AUM

$124M

Regulatory assets under management

Employees

436 client accounts

Services offered by CROSSPOINT FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CROSSPOINT FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Tu Anh Tran offer?

Tu Anh Tran specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in TUSTIN, California for a consultation.

What are Tu Anh Tran's credentials?

Tu Anh Tran holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Tu Anh Tran located?

Tu Anh Tran is based in TUSTIN, California, working with CROSSPOINT FINANCIAL, LLC. Their office serves clients in the TUSTIN metropolitan area and surrounding communities.

How does Tu Anh Tran charge for services?

Tu Anh Tran's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CROSSPOINT FINANCIAL, LLC?

CROSSPOINT FINANCIAL, LLC has approximately 1 employees and manages $124M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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