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Peter William Johnson

PETER WILLIAM JOHNSON, JR.·SUNNYVALE, California
Series 7, Series 63Clean record36 years registeredPETER WILLIAM JOHNSON, JR.
1153 BORDEAUX DRIVE, SUNNYVALE, CA 94089CRD# 1435611Firm CRD# 133538

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Peter William Johnson · SUNNYVALE, CA
Registration
CRD #1435611 · PETER WILLIAM JOHNSON, JR. · 36 years registered
Brand Profile
Not yet started
01

Career History

PWJOHNSON WEALTH & LEGACY, LLC
Jul 2020 – present
ONEASCENT FINANCIAL SERVICES LLC
Dec 2018 – Jul 2020
Los Altos, CA
PWJOHNSON WEALTH MANAGEMENT
May 1990 – Dec 2018
SUNNYVALE, CA
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Registration record
First registered · May 16, 1990
Years registered · 36
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PETER WILLIAM JOHNSON, JR.
CRD 133538 · SEC 801-67418
AUM
$46M
Regulatory assets under management
Employees
1
59 client accounts
Services offered by PETER WILLIAM JOHNSON, JR.
Per Form ADV
Financial planning
Portfolio management (individuals)
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at PETER WILLIAM JOHNSON, JR. →
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05

Frequently Asked Questions

What services does Peter William Johnson offer?
Peter William Johnson specializes in Financial Planning, Investment Management. Contact their office in SUNNYVALE, California for a consultation.
What are Peter William Johnson's credentials?
Peter William Johnson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Peter William Johnson located?
Peter William Johnson is based in SUNNYVALE, California, working with PETER WILLIAM JOHNSON, JR.. Their office serves clients in the SUNNYVALE metropolitan area and surrounding communities.
How does Peter William Johnson charge for services?
Peter William Johnson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PETER WILLIAM JOHNSON, JR.?
PETER WILLIAM JOHNSON, JR. has approximately 1 employees and manages $46M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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