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Jon Christopher Lam

NEWBURY CAPITAL MANAGEMENT, LLC·SOUTH PASADENA, California
Series 7, Series 8, Series 63Clean record29 years registeredNEWBURY CAPITAL MANAGEMENT, LLC
812 FREMONT AVE., SOUTH PASADENA, CA 91030CRD# 1860840Firm CRD# 148516

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jon Christopher Lam · SOUTH PASADENA, CA
Registration
CRD #1860840 · NEWBURY CAPITAL MANAGEMENT, LLC · 29 years registered
Brand Profile
Not yet started
01

Career History

NEWBURY CAPITAL MANAGEMENT, LLC
Jul 2009 – present
SOUTHWEST SECURITIES, INC.
Dec 2008 – Jul 2009
BEVERLY HILLS, CA
M. L. STERN & CO, LLC.
Feb 2004 – Apr 2009
BEVERLY HILLS, CA
TOWER ASSET MANAGEMENT LLC
Apr 1997 – Jul 2009
BEVERLY HILLS, CA
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 8
Series 63
Registration record
First registered · April 2, 1997
Years registered · 29
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
NEWBURY CAPITAL MANAGEMENT, LLC
CRD 148516 · SEC 801-110353
AUM
$143M
Regulatory assets under management
Employees
5
438 client accounts
Services offered by NEWBURY CAPITAL MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
View all advisors at NEWBURY CAPITAL MANAGEMENT, LLC →
Introduction

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05

Frequently Asked Questions

What services does Jon Christopher Lam offer?
Jon Christopher Lam specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in SOUTH PASADENA, California for a consultation.
What are Jon Christopher Lam's credentials?
Jon Christopher Lam is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jon Christopher Lam located?
Jon Christopher Lam is based in SOUTH PASADENA, California, working with NEWBURY CAPITAL MANAGEMENT, LLC. Their office serves clients in the SOUTH PASADENA metropolitan area and surrounding communities.
How does Jon Christopher Lam charge for services?
Jon Christopher Lam's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NEWBURY CAPITAL MANAGEMENT, LLC?
NEWBURY CAPITAL MANAGEMENT, LLC has approximately 5 employees and manages $143M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NEWBURY CAPITAL MANAGEMENT, LLC

Stuart Michael Sneddon
SOUTH PASADENA, CA
Edward Barnett
SOUTH PASADENA, CA

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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in California
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Research
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