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Thomas Andrew Moritz

PANTHEON INVESTMENT GROUP, LLC·SIERRA MADRE, California
Series 6, Series 7, Series 63, Series 65Clean record20 years registeredPANTHEON INVESTMENT GROUP, LLC
38 W, SIERRA MADRE, CA 91024CRD# 1864800Firm CRD# 283418

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Andrew Moritz · SIERRA MADRE, CA
Registration
CRD #1864800 · PANTHEON INVESTMENT GROUP, LLC · 20 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: PANTHEON INVESTMENT GROUP, LLC
PANTHEON INVESTMENT GROUP, LLC
Aug 2016 – Apr 2022
Pasadena, CA
CLIFFORD SWAN INVESTMENT COUNSELORS
Jan 2014 – Jun 2016
PASADENA, CA
D.A. DAVIDSON & CO.
Nov 2013 – Jan 2014
LOS ANGELES, CA
CROWELL WEEDON & CO.
Nov 2013 – Nov 2013
LOS ANGELES, CA
CROWELL, WEEDON & CO.
Apr 2006 – Nov 2013
LOS ANGELES, CA
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 63
Series 65
Registration record
First registered · April 25, 2006
Years registered · 20
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PANTHEON INVESTMENT GROUP, LLC
CRD 283418 · SEC 801-112518
AUM
$144M
Regulatory assets under management
Employees
2
231 client accounts
Services offered by PANTHEON INVESTMENT GROUP, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at PANTHEON INVESTMENT GROUP, LLC →
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05

Frequently Asked Questions

What services does Thomas Andrew Moritz offer?
Thomas Andrew Moritz specializes in Financial Planning, Investment Management, Fee-Only Advisory.
What are Thomas Andrew Moritz's credentials?
Thomas Andrew Moritz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Andrew Moritz located?
Thomas Andrew Moritz is based in SIERRA MADRE, California, last registered with PANTHEON INVESTMENT GROUP, LLC.
How does Thomas Andrew Moritz charge for services?
Thomas Andrew Moritz's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PANTHEON INVESTMENT GROUP, LLC?
PANTHEON INVESTMENT GROUP, LLC has approximately 2 employees and manages $144M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Research
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