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Stephen Roy Kinkade

GBS FINANCIAL CORP.·SANTA ROSA, California
SIE, Series 40GBS FINANCIAL CORP.
558 B STREET, SANTA ROSA, CA 95401-5274CRD# 833549Firm CRD# 16906

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Roy Kinkade · SANTA ROSA, CA
Registration
CRD #833549 · GBS FINANCIAL CORP.
Brand Profile
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01

Registrations & Exams

FINRA examinations passed
SIE
Series 40
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
GBS FINANCIAL CORP.
CRD 16906 · SEC 801-60744
AUM
$811M
Regulatory assets under management
Employees
21
354 client accounts
Services offered by GBS FINANCIAL CORP.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at GBS FINANCIAL CORP. →
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Frequently Asked Questions

What services does Stephen Roy Kinkade offer?
Stephen Roy Kinkade specializes in Financial Planning, Investment Management. Contact their office in SANTA ROSA, California for a consultation.
What are Stephen Roy Kinkade's credentials?
Stephen Roy Kinkade is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Roy Kinkade located?
Stephen Roy Kinkade is based in SANTA ROSA, California, working with GBS FINANCIAL CORP.. Their office serves clients in the SANTA ROSA metropolitan area and surrounding communities.
How does Stephen Roy Kinkade charge for services?
Stephen Roy Kinkade's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GBS FINANCIAL CORP.?
GBS FINANCIAL CORP. has approximately 21 employees and manages $811M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at GBS FINANCIAL CORP.

Donald Gerard Gloisten
SANTA ROSA, CA
Lynn Sue Morrill
SANTA ROSA, CA

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