Unclaimed Profile

Rick Lane Tasker

EPOCH CONSULTING GROUP·SANTA ROSA, California

Series 5, Series 7, Series 63, Series 658 years registeredEPOCH CONSULTING GROUP

2455 BENNETT VALLEY ROAD, SUITE B115, SANTA ROSA, CA 95404CRD# 728427Firm CRD# 132757

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Rick Lane Tasker · SANTA ROSA, CA

Registration

CRD #728427 · EPOCH CONSULTING GROUP · 8 years registered

Brand Profile

Not yet started

Career History

ROBERTSON STEPHENS

Oct 2021 – present

EPOCH CONSULTING GROUP

Dec 2017 – Oct 2021

SANTA ROSA, CA

Registrations & Exams

FINRA examinations passed

Series 5

Series 7

Series 63

Series 65

Registration record

First registered · December 21, 2017

Years registered · 8

Disclosure History

2008Regulatory·Final

2004Customer Dispute·Settled

1984Regulatory·Final

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

EPOCH CONSULTING GROUP

CRD 132757 · SEC 801-63518

AUM

$790M

Regulatory assets under management

Employees

71 client accounts

Services offered by EPOCH CONSULTING GROUP

Per Form ADV

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

View all advisors at EPOCH CONSULTING GROUP →

Introduction

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Frequently Asked Questions

What services does Rick Lane Tasker offer?

Rick Lane Tasker specializes in Investment Management. Contact their office in SANTA ROSA, California for a consultation.

What are Rick Lane Tasker's credentials?

Rick Lane Tasker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Rick Lane Tasker located?

Rick Lane Tasker is based in SANTA ROSA, California, working with EPOCH CONSULTING GROUP. Their office serves clients in the SANTA ROSA metropolitan area and surrounding communities.

How does Rick Lane Tasker charge for services?

Rick Lane Tasker's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EPOCH CONSULTING GROUP?

EPOCH CONSULTING GROUP has approximately 2 employees and manages $790M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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