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Lisa Anne Maloney

VANCE WEALTH, INC.·SANTA CLARITA, California
Clean recordVANCE WEALTH, INC.
26491 SUMMIT CIRCLE, SANTA CLARITA, CA 91350CRD# 6120837Firm CRD# 310162

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Lisa Anne Maloney · SANTA CLARITA, CA
Registration
CRD #6120837 · VANCE WEALTH, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Lisa Anne Maloney is a registered financial advisor based in SANTA CLARITA, California, affiliated with VANCE WEALTH, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
VANCE WEALTH, INC.
VANCE WEALTH
AUM
$671M
Regulatory assets under management
Employees
18
Total firm employees
View all advisors at VANCE WEALTH, INC. →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: CONSULTING FEES
Regulatory
SEC/IARD CRD# 6120837
Firm CRD# 310162
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Lisa Anne Maloney offer?
Lisa Anne Maloney specializes in Financial Planning, Investment Management. Contact their office in SANTA CLARITA, California for a consultation.
What are Lisa Anne Maloney's credentials?
Lisa Anne Maloney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Lisa Anne Maloney located?
Lisa Anne Maloney is based in SANTA CLARITA, California, working with VANCE WEALTH, INC.. Their office serves clients in the SANTA CLARITA metropolitan area and surrounding communities.
How does Lisa Anne Maloney charge for services?
Lisa Anne Maloney's firm is compensated through percentage of aum, hourly charges, subscription fees, other: consulting fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is VANCE WEALTH, INC.?
VANCE WEALTH, INC. has approximately 18 employees and manages $671M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at VANCE WEALTH, INC.

Christopher Robert Pelch
SANTA CLARITA, CA
John Michael Vance
SANTA CLARITA, CA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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Research
Advisor Fees in CaliforniaNational Fee Analysis
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