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John Tracy Connor

CONNOR CAPITAL SB, LLC·SANTA BARBARA, California
Clean recordCONNOR CAPITAL SB, LLC
1236 COAST VILLAGE CIRCLE, SANTA BARBARA, CA 93108CRD# 2775594Firm CRD# 283073

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Tracy Connor · SANTA BARBARA, CA
Registration
CRD #2775594 · CONNOR CAPITAL SB, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

John Tracy Connor is a registered financial advisor based in SANTA BARBARA, California, affiliated with CONNOR CAPITAL SB, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
CONNOR CAPITAL SB, LLC
CONNOR CAPITAL SB, LLC
AUM
$178M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at CONNOR CAPITAL SB, LLC →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Other: BOARD MEMBER COMPENSATION RELATED TO THE INVESTMENT
Regulatory
SEC/IARD CRD# 2775594
Firm CRD# 283073
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does John Tracy Connor offer?
John Tracy Connor specializes in Retirement Planning. Contact their office in SANTA BARBARA, California for a consultation.
What are John Tracy Connor's credentials?
John Tracy Connor is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Tracy Connor located?
John Tracy Connor is based in SANTA BARBARA, California, working with CONNOR CAPITAL SB, LLC. Their office serves clients in the SANTA BARBARA metropolitan area and surrounding communities.
How does John Tracy Connor charge for services?
John Tracy Connor's firm is compensated through percentage of aum, performance-based fees, other: board member compensation related to the investment. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CONNOR CAPITAL SB, LLC?
CONNOR CAPITAL SB, LLC has approximately 4 employees and manages $178M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Godfrey Mutoro Bakuli
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John Barclay Rodgers
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Research
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