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Arthur Gentry Swalley

ARLINGTON FINANCIAL ADVISORS, LLC·SANTA BARBARA, California
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100 E. DE LA GUERRA ST, SANTA BARBARA, CA 93101CRD# 2065991Firm CRD# 283288
01

About

Arthur Gentry Swalley is a registered financial advisor based in SANTA BARBARA, California, affiliated with ARLINGTON FINANCIAL ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
ARLINGTON FINANCIAL ADVISORS, LLC
ARLINGTON FINANCIAL ADVISORS, LLC
AUM
$945M
Regulatory assets under management
Employees
102
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
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Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 2065991
Firm CRD# 283288
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Arthur Gentry Swalley offer?
Arthur Gentry Swalley specializes in Financial Planning, Investment Management. Contact their office in SANTA BARBARA, California for a consultation.
What are Arthur Gentry Swalley's credentials?
Arthur Gentry Swalley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Arthur Gentry Swalley located?
Arthur Gentry Swalley is based in SANTA BARBARA, California, working with ARLINGTON FINANCIAL ADVISORS, LLC. Their office serves clients in the SANTA BARBARA metropolitan area and surrounding communities.
How does Arthur Gentry Swalley charge for services?
Arthur Gentry Swalley's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ARLINGTON FINANCIAL ADVISORS, LLC?
ARLINGTON FINANCIAL ADVISORS, LLC has approximately 102 employees and manages $945M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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