Unclaimed Profile

John D Lee

VANTAGE WEALTH MANAGEMENT, LLC·SAN MATEO, California

SIE, Series 7, Series 66CFPClean record19 years registeredVANTAGE WEALTH MANAGEMENT, LLC

66 BOVET ROAD, SAN MATEO, CA 94402CRD# 5204771Firm CRD# 152374

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John D Lee · SAN MATEO, CA

Registration

CRD #5204771 · VANTAGE WEALTH MANAGEMENT, LLC · 19 years registered

Brand Profile

Not yet started

Career History

VANTAGE WEALTH MANAGEMENT, LLC

Feb 2015 – present

SECURIAN FINANCIAL SERVICES, INC.

Oct 2006 – Feb 2015

SAN MATEO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · October 12, 2006

Years registered · 19

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

VANTAGE WEALTH MANAGEMENT, LLC

CRD 152374 · SEC 801-70921

AUM

$607M

Regulatory assets under management

Employees

1,470 client accounts

Services offered by VANTAGE WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at VANTAGE WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does John D Lee offer?

John D Lee specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN MATEO, California for a consultation.

What are John D Lee's credentials?

John D Lee holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is John D Lee located?

John D Lee is based in SAN MATEO, California, working with VANTAGE WEALTH MANAGEMENT, LLC. Their office serves clients in the SAN MATEO metropolitan area and surrounding communities.

How does John D Lee charge for services?

John D Lee's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VANTAGE WEALTH MANAGEMENT, LLC?

VANTAGE WEALTH MANAGEMENT, LLC has approximately 9 employees and manages $607M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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