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Richard Andrew Ellis

SOUNDBRIDGE CAPITAL MANAGEMENT,LLC·SAN FRANCISCO, California
Clean recordSOUNDBRIDGE CAPITAL MANAGEMENT,LLC
505 MONTGOMERY STREET, SAN FRANCISCO, CA 94111CRD# 4623782Firm CRD# 124861

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Andrew Ellis · SAN FRANCISCO, CA
Registration
CRD #4623782 · SOUNDBRIDGE CAPITAL MANAGEMENT,LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Richard Andrew Ellis is a registered financial advisor based in SAN FRANCISCO, California, affiliated with SOUNDBRIDGE CAPITAL MANAGEMENT,LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
SOUNDBRIDGE CAPITAL MANAGEMENT,LLC
SOUNDBRIDGE CAPITAL MANAGEMENT,LLC
AUM
$7M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at SOUNDBRIDGE CAPITAL MANAGEMENT,LLC →
Services
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 4623782
Firm CRD# 124861
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Richard Andrew Ellis offer?
Richard Andrew Ellis specializes in Investment Management. Contact their office in SAN FRANCISCO, California for a consultation.
What are Richard Andrew Ellis's credentials?
Richard Andrew Ellis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Andrew Ellis located?
Richard Andrew Ellis is based in SAN FRANCISCO, California, working with SOUNDBRIDGE CAPITAL MANAGEMENT,LLC. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.
How does Richard Andrew Ellis charge for services?
Richard Andrew Ellis's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SOUNDBRIDGE CAPITAL MANAGEMENT,LLC?
SOUNDBRIDGE CAPITAL MANAGEMENT,LLC has approximately 1 employees and manages $7M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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