Unclaimed Profile

Kathy H Chan

137 VENTURES MANAGEMENT LLC·SAN FRANCISCO, California

Clean record137 VENTURES MANAGEMENT LLC

26 O'FARRELL STREET, SAN FRANCISCO, CA 94108CRD# 6312736Firm CRD# 162351

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kathy H Chan · SAN FRANCISCO, CA

Registration

CRD #6312736 · 137 VENTURES MANAGEMENT LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Kathy H Chan is a registered financial advisor based in SAN FRANCISCO, California, affiliated with 137 VENTURES MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

137 VENTURES MANAGEMENT LLC

137 VENTURES MANAGEMENT, LLC

AUM

$3.6B

Regulatory assets under management

Employees

Total firm employees

View all advisors at 137 VENTURES MANAGEMENT LLC →

Services

Pension consulting

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 6312736

Firm CRD# 162351

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Kathy H Chan offer?

Kathy H Chan specializes in Retirement Planning. Contact their office in SAN FRANCISCO, California for a consultation.

What are Kathy H Chan's credentials?

Kathy H Chan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kathy H Chan located?

Kathy H Chan is based in SAN FRANCISCO, California, working with 137 VENTURES MANAGEMENT LLC. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Kathy H Chan charge for services?

Kathy H Chan's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is 137 VENTURES MANAGEMENT LLC?

137 VENTURES MANAGEMENT LLC has approximately 21 employees and manages $3.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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