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Katherine Nichols Scott

LUMINATE CAPITAL MANAGEMENT, INC.·SAN FRANCISCO, California
Clean recordLUMINATE CAPITAL MANAGEMENT, INC.
1 LETTERMAN DRIVE, SAN FRANCISCO, CA 94129CRD# 6928752Firm CRD# 269873

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Katherine Nichols Scott · SAN FRANCISCO, CA
Registration
CRD #6928752 · LUMINATE CAPITAL MANAGEMENT, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Katherine Nichols Scott is a registered financial advisor based in SAN FRANCISCO, California, affiliated with LUMINATE CAPITAL MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
LUMINATE CAPITAL MANAGEMENT, INC.
LUMINATE CAPITAL PARTNERS
AUM
$2.5B
Regulatory assets under management
Employees
11
Total firm employees
View all advisors at LUMINATE CAPITAL MANAGEMENT, INC. →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 6928752
Firm CRD# 269873
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Katherine Nichols Scott offer?
Katherine Nichols Scott specializes in Retirement Planning. Contact their office in SAN FRANCISCO, California for a consultation.
What are Katherine Nichols Scott's credentials?
Katherine Nichols Scott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Katherine Nichols Scott located?
Katherine Nichols Scott is based in SAN FRANCISCO, California, working with LUMINATE CAPITAL MANAGEMENT, INC.. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.
How does Katherine Nichols Scott charge for services?
Katherine Nichols Scott's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LUMINATE CAPITAL MANAGEMENT, INC.?
LUMINATE CAPITAL MANAGEMENT, INC. has approximately 11 employees and manages $2.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Hollie Moore Haynes
SAN FRANCISCO, CA
James Marvin Haynes
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Research
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