Unclaimed Profile

David Robert Griffin

RAND WEALTH, LLC·SAN FRANCISCO, California

Series 65Clean record13 years registeredRAND WEALTH, LLC

49 STEVENSON STREET, SAN FRANCISCO, CA 94105CRD# 6097893Firm CRD# 157807

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Robert Griffin · SAN FRANCISCO, CA

Registration

CRD #6097893 · RAND WEALTH, LLC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: RAND WEALTH, LLC

RAND & ASSOCIATES

Feb 2013 – Oct 2016

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · February 12, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RAND WEALTH, LLC

CRD 157807 · SEC 801-72391

AUM

$1.3B

Regulatory assets under management

Employees

1,266 client accounts

Services offered by RAND WEALTH, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at RAND WEALTH, LLC →

Introduction

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Frequently Asked Questions

What services does David Robert Griffin offer?

David Robert Griffin specializes in Investment Management.

What are David Robert Griffin's credentials?

David Robert Griffin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Robert Griffin located?

David Robert Griffin is based in SAN FRANCISCO, California, last registered with RAND WEALTH, LLC.

How does David Robert Griffin charge for services?

David Robert Griffin's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RAND WEALTH, LLC?

RAND WEALTH, LLC has approximately 12 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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