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Caroline Beth Rosch

GROUNDED CAPITAL, LLC·SAN FRANCISCO, California
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560 COMMERCIAL STREET, SUITE 400, SAN FRANCISCO, CA 94111CRD# 6986346Firm CRD# 323354
01

About

Caroline Beth Rosch is a registered financial advisor based in SAN FRANCISCO, California, affiliated with GROUNDED CAPITAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Wealth Management
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
GROUNDED CAPITAL, LLC
GROUNDED CAPITAL, LLC
AUM
$1.9B
Regulatory assets under management
Employees
19
Total firm employees
View all advisors at GROUNDED CAPITAL, LLC →
Services
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 6986346
Firm CRD# 323354
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Caroline Beth Rosch offer?
Caroline Beth Rosch specializes in Retirement Planning, Wealth Management. Contact their office in SAN FRANCISCO, California for a consultation.
What are Caroline Beth Rosch's credentials?
Caroline Beth Rosch is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Caroline Beth Rosch located?
Caroline Beth Rosch is based in SAN FRANCISCO, California, working with GROUNDED CAPITAL, LLC. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.
How does Caroline Beth Rosch charge for services?
Caroline Beth Rosch's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GROUNDED CAPITAL, LLC?
GROUNDED CAPITAL, LLC has approximately 19 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Research
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