Unclaimed Profile

Carl Philip Kaufman

OSTERWEIS CAPITAL MANAGEMENT INC·SAN FRANCISCO, California

Clean recordOSTERWEIS CAPITAL MANAGEMENT INC

ONE MARITIME PLAZA, STE 800, SAN FRANCISCO, CA 94111CRD# 864661Firm CRD# 105421

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carl Philip Kaufman · SAN FRANCISCO, CA

Registration

CRD #864661 · OSTERWEIS CAPITAL MANAGEMENT INC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Carl Philip Kaufman is a registered financial advisor based in SAN FRANCISCO, California, affiliated with OSTERWEIS CAPITAL MANAGEMENT INC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

Institutional Investors

High Net Worth Individuals

Introduction

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Firm Overview

Firm

OSTERWEIS CAPITAL MANAGEMENT INC

OSTERWEIS CAPITAL MANAGEMENT

AUM

$445M

Regulatory assets under management

Employees

Total firm employees

View all advisors at OSTERWEIS CAPITAL MANAGEMENT INC →

Services

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 864661

Firm CRD# 105421

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Carl Philip Kaufman offer?

Carl Philip Kaufman specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN FRANCISCO, California for a consultation.

What are Carl Philip Kaufman's credentials?

Carl Philip Kaufman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carl Philip Kaufman located?

Carl Philip Kaufman is based in SAN FRANCISCO, California, working with OSTERWEIS CAPITAL MANAGEMENT INC. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Carl Philip Kaufman charge for services?

Carl Philip Kaufman's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OSTERWEIS CAPITAL MANAGEMENT INC?

OSTERWEIS CAPITAL MANAGEMENT INC has approximately 60 employees and manages $445M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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